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Washington, D.C.

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Washington, D.C.

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Compliance Officer - Compliance Monitoring
The Role: The Senior Analyst within Ratings Compliance & Control is responsible for planning and conducting compliance reviews and monitoring to assess S&P Global Ratings' compliance with regulations, Codes of Conduct and compliance policies and procedures. Responsibilities: Conduct periodic and targeted reviews and monitoring of the credit ratings process, research publications, communications with the public, and internal communications. Carry out testing in accordance with established procedures and methodology, as well as develop and execute new and customized risk-based testing approaches and scripts to reach conclusions on compliance with regulations and policies and effectiveness of controls. Document test procedu


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